Vice President Regulatory / Compliance Reporting

Posted 03/10/2023 By Jennifer Keane

Looking for the next step in your career? Our client, one of the best firms in Boston to work for is looking for you! Great environment, wonderful location, hybrid schedule and an opportunity to make an important impact for both you and this firm.

175-190k plus bonus

We are searching for an attorney specializing in asset management to support our client business, which includes our global asset management company. In this role, you will focus on separately managed accounts, contracting, and advisory engagements, investing with third-party managers, fiduciary duties of asset managers, and the firm's outsourced chief investment officer (OCIO) business.

You should demonstrate initiative and accountability, possess excellent analytical, communications and negotiation skills, have the ability to work across different business functions while remaining responsive, have confidence presenting complex issues to senior business managers, and be able to work creatively in a fast-paced environment. You may also be responsible for outside counsel engagement.

To ensure success you will possess the following :

  • J.D. with outstanding academic credentials and five to seven years' experience as a lawyer in a major law firm, in the legal department of an alternative investment fund management firm, or in the alternative investment division at an investment bank. We are seeking candidates with experience with the Investment Advisers Act of 1940, ERISA, banking regulations, the Dodd-Frank Act and/or securities laws. Familiarity with an OCIO business model may also be beneficial.
  • Experience with banking regulations, including the Volcker Rule.
  • Strong interpersonal skills. You should have outstanding analytical, written and verbal communication and relationship-building skills and a consistent track record working as a member of a team. You should solve problems in a practical manner, communicate complex concepts in an understandable way, and prioritize numerous demands.
  • Ability to manage multiple time-sensitive matters and remain highly organized. You should also excel at coordinating complex projects involving different business and assisting the business

Our Benefits

To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Paid Time Off (PTO) so you can relax, recharge and be there for the people you care about.


Sorry, this position is filled.

This job is no longer available. Contact us to learn about other job opportunities.