Senior Compliance Manager

Posted 09/08/2023 By Jennifer Keane

Outstanding Global Investment firm adding to staff- Hybrid schedule!!

Be part of Boston’s Best!!!

We are seeking a Senior Compliance Manager & Senior Regulatory Manager to join our Compliance team. This position will be hybrid and based in the Boston office

Essential Job Functions

  • Serves as Senior legal advisor and contact with the projects on all legal and compliance matters related to our organization
  • Lead the major/all aspects of the improvements to the compliance programs
  • Draft new policies and procedures
  • Manage /draft contribute to the procedures and policies
  • Prepare all compliance reporting working cross functionally with our affiliates
  • Partner with various government subsidiaries
  • Manage regulatory examinations and interface with various regulators
  • Advise on new regulatory rule proposals and other special projects including ESG

Preferred Qualifications

  • Bachelors degree
  • 8-10 years of compliance experience preferably with a foreign banking business or compliance / regulatory consulting practice
  • Strict attention to detail combined with excellent prioritization and organization skills.
  • Results orientation and strong internal client relationships skills
  • Strong problem-solving skills and demonstrated ability to take initiative
  • Willingness to roll up sleeves to perform all responsibilities needed to ensure success
Want more information?

Complete the form below and Jennifer will follow up with you to discuss this position, or you can call her at 508-732-9262.

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